Westfield Financial Planning (WFP) is an independent Registered Investment Adviser (RIA) with the US Securities and Exchange Commission (SEC). Westfield Financial Planning and its representative are in compliance with the current filing requirements imposed upon SEC registered investment advisers.
If you are a client of Westfield Financial Planning, please remember to contact Westfield Financial Planning, in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services, or if you want to impose, add, to modify any reasonable restrictions to our investment advisory services, or if you wish to direct that Westfield Financial Planning effect any specific transactions for your account. Please be advised that there can be no assurance that any email request will be reviewed and/or acted upon on the day it is received-please be guided accordingly.
The publication of WFP’s website on the internet should not be construed by any consumer and/or prospective client as WFP’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the internet. Any subsequent, direct communication by WFP with a prospective client shall be conducted by a registered representative of WFP.
For information pertaining to WFP’s registration status, it’s fees and services and/or a copy of our Form ADV disclosure statement, please contact Westfield Financial Planning or refer to the Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov). A full description of the firm’s business operations and service offering is contained in our Disclosure Brochure, which appears as Part 2A of Form ADV and the Part 2B Brochure Supplements for Mark Swingle, Timothy Huynh and Daniel Song. Please read the Disclosure Brochure carefully before you invest or send money.
Past performance is no guarantee of future results, and there is no guarantee that the views and opinions expressed in this presentation will come to pass. For legal, tax and accounting-related matters, we recommend you seek the advice of a qualified attorney or accountant.